Dear Fred,
Thanks for your email. I've sent you reprints of the Climate Dynamics articles that you requested, together with some other relevant articles on climate change detection. The Nature paper that you refer to has been accepted for publication, and will come out within the next 4-6 weeks. As per normal Nature policy, it has been embargoed prior to publication, so I would prefer to send you a copy of the paper after it has been published.
You are well aware, I suppose, of the "procedural controversy" that the Global Climate Coalition has initiated with regard to the changes made to Chapter 8 both before (Oct. and Nov. 1995) and after Madrid. The GCC has made some rather serious allegations regarding these changes. These claims reflect poorly on my own scientific integrity. I am disturbed that certain newspapers have published these allegations without making any attempt to contact the Lead Authors of Chapter 8, or to inform themselves as to how and why changes were actually made to the chapter. I am also disturbed that you decided to contact Tim Barnett to obtain information regarding the extent to which Tim was aware of and agreed with the changes that were made. If you believe that my handling of the changes made to Chapter 8 was in any way improper, I'd appreciate it if you could express such concerns openly and contact me directly.
I also fail to understand how you could have written to Science (vol. 271, pp 581-582, 1996) that "The research has not yet, to my knowledge, appeared in the peer-reviewed literature". This quote pertains to pattern-based detection studies that have looked for a combined CO2+aerosol signal in observed records of near-surface temperature change. Your letter to Science was dated Feb. 2nd, 1996. John Mitchell's Nature paper, which searches for a combined CO2+aerosol signal, had been published on Aug. 10th, 1995, predating your letter by nearly six months. The full reference to the published Mitchell et al. Nature paper was given in the Oct. 9th version of Chapter 8 of the 1995 IPCC WG I Report. I assume you had read this Chapter; if you had done so, you would have been aware that some of this research HAD ALREADY APPEARED IN THE PEER-REVIEWED LITERATURE. Likewise, the Santer et al. Climate Dynamics paper appeared in the Dec. 1995 issue of Climate Dynamics. This paper also used pattern-based methods to search for a combined CO2+aerosol signal in observed near-surface temperature data. Again, publication of this paper predated your letter to Science.
For your information, I am enclosing a reply to an article that appeared recently in "Energy Daily". Perhaps this may alleviate some of your own misapprehensions regarding the "how and why" changes were made to Chapter 8.
Yours sincerely,
Ben
Dr. Benjamin D. SanterDate: Wed, 5 Jun 96 16:15:44 PDT
Energy Daily
Wednesday May 22
Doctoring The Documents?
BY DENNIS WAMSTED
Revisions to key report understate climate change uncertainties.
The key document outlining the scientific backing for global climate change has been rewritten without proper authority, according to the Global Climate Coalition, a group of U.S. businesses opposing immediate action to reduce greenhouse gas emissions.
The changes were made in Chapter 8 of the Second Assessment Report on climate change being prepared by the Intergovernmental Panel on Climate Change (IPCC). That report is scheduled for publication soon. Copies of the draft chapter, approved by participating governments, including the United States, at the IPCC's plenary meeting in Rome last December, and the final copy of the chapter, Detection of Climate Change and Attribution of Causes, were given to The Energy Daily by the coalition.
In an accompanying analysis, the coalition argues that the changes "cause the chapter to understate the uncertainties about climate change causes and effects that were clearly evident in the original report and to increase the apparent scientific support for attribution of changes in climate to human activities."
For example, on the question of when it will be possible to link human activities conclusively to climate change, the approved draft reads:
"Finally, we come to the most difficult question of all: `When will the detection and unambiguous attribution of human-induced climate change occur?' In the light of the very large signal and noise uncertainties discussed in this chapter, it is not surprising that the best answer to this question is, `We do not know.' "
That stark admission has been deleted from the revised chapters which soft-pedals the uncertainties. "Finally, we come to the difficult question of when the detection and attribution of human-induced climate change is likely to occur. The answer to this question must be subjective, particularly in the light of the large signal and noise uncertainties discussed in this chapter."
Perhaps most damning, the summary of the draft has been revised significantly. For starters, it no longer appears at the end of the chapter, but at the beginning. But it is not just the placement that has been changed; the content also has been modified substantially. In the initial summary, the authors wrote that while changes in global-mean, annually averaged temperatures observed during the past century are unlikely to be due entirely to natural causes, "this explanation cannot be ruled out completely."
The draft summary also pointed out that attributing changes in global temperature to emissions from human activities remains problematic.
"A major difficulty with such studies is in associating cause and effect with a high degree of confidence."
"Attribution of an observed climate change to a particular mechanism can be established only by testing competing hypotheses. Thus, unique attribution of a `significant' observed change requires specifying the signals of all likely alternative explanations, and statistical determination that none of these mechanisms is a satisfactory explanation for the observed change. This is a difficult task, and one that detection studies to date have not addressed in a rigorous statistical way."
The draft then noted that "Pattern-based detection studies are probably of greater relevance for the attribution issue than studies of global-mean change.... Detection of a significant change...in a pattern-based study would give some scientists more confidence in the attribution of observed changes to a specific cause or causes, even without rigorous statistical testing of alternative explanations."
However, the draft continued, "While some of the pattern-based studies discussed here have claimed detection of a significant climate change, no study to date has positively attributed all or part of that change to anthropogenic causes. Nor has any study quantified the magnitude of a greenhouse-gas effect or aerosol effect in the observed data - an issue that is of primary relevance to policymakers."
The revised chapter reads much differently, with the summary concluding:
"Viewed as a whole, these results indicate that the observed trend in global mean temperature over the past 100 years is unlikely to be entirely natural in origin. More importantly, there is evidence of an emerging pattern of climate response to forcing by greenhouse gases and sulphate aerosols in the observed climate record. This evidence comes from the geographical, seasonal and vertical patterns of temperature change. Taken together, these result points towards a human influence on global climate."
The only remaining uncertainty, the revised chapter contends, is the magnitude of the change. These revisions have the energy community hopping mad, with the climate coalition arguing in a lengthy memo that the credibility of the entire IPCC process - crucial to any future policy directives - is at stake.
"The IPCC now is faced with an embarrassing situation," the coalition wrote. "On at least the issue that has received more media and public attention than any other, its published report on the science of potential global climate change defies both the letter and the spirit of the IPCC's rules governing its reports."
"Unless the management of the IPCC promptly undertakes to republish the printed versions of the underlying...report...the IPCC's credibility will have been lost."
COVERING LETTER TO ENERGY DAILY:
June 3, 1996Dr. Benjamin D. Santer
Dear Sir,
We would like to respond to an article that was published in Energy Daily on May 22, 1996. The article, by Dennis Wamsted, was entitled "Doctoring The Documents?" and deals with alleged improprieties on the part of the Lead Authors of Chapter 8 of the 1995 Report by Working Group I of the Intergovernmental Panel on Climate Change (IPCC). The principal allegations are that unauthorized changes were made to this chapter after an IPCC meeting held in November 1995 in Madrid, and that important scientific uncertainties were suppressed. These allegations are apparently based on material supplied to Mr. Wamsted by the Global Climate Coalition (GCC).
The allegations are serious. It may be that Mr. Wamsted thought they were well-founded on the basis of the material supplied by the GCC, but this is incorrect. We believe that Mr. Wamsted should at the very least have contacted one of the Lead Authors of Chapter 8 in order to obtain a more balanced view of how and why revisions were made to this chapter. We feel sure that Energy Daily is dedicated to balanced and factually correct reporting. To ensure that this balance is restored, and that the misinterpretations, misconceptions, and factual errors in Mr. Wamsted's article are corrected, we request that Energy Daily publish our extended reply.
As supporting information, we are enclosing the now-published version of Chapter 8, together with excerpts from a review of the full 1995 IPCC Second Scientific Assessment by the World Energy Council.
Sincerely,
Dr. Benjamin D. SanterREPLY TO ENERGY DAILY ARTICLE: JUNE 3, 1996
We would like to respond to an article that was published in Energy Daily on May 22, 1996. The article, by Dennis Wamsted, was entitled "Doctoring The Documents?" and deals with alleged improprieties on the part of the Lead Authors of Chapter 8 of the 1995 Report by Working Group I of the Intergovernmental Panel on Climate Change (IPCC). This Report is a comprehensive assessment of the scientific information on climate change, involving hundreds of scientists worldwide. The chapter in question evaluates the scientific evidence from studies that have attempted to detect significant climate change and determine whether some portion of that change can be attributed to human activities.
Mr. Wamsted's article relies on information from the Global Climate Coalition, which he characterizes as "a group of U.S. businesses opposing immediate action to reduce greenhouse gas emissions". The Global Climate Coalition alleges that:
Mr. Wamsted then gives a number of specific examples that purportedly support these serious allegations. We show below that these allegations are baseless.
At the beginning of October 1995, a draft of the Summary for Policymakers (SPM), together with all eleven chapters of the 1995 IPCC Working Group I Report, was circulated to governmental and non-governmental participants of an IPCC meeting that was to be held in Madrid from November 27-29th, 1995. The primary goal of the Madrid meeting was to modify where necessary, and then formally approve the SPM, and to accept the eleven scientific chapters. The circulated chapters were dated October 9th, 1995.
It is true that changes were made to Chapter 8 after the Madrid meeting. However, these changes did not circumvent procedural rules. As is required by IPCC procedures, changes were made in direct response to:
Post-Madrid changes to Chapter 8 were made solely in response to review comments and/or in order to clarify scientific points. None of the changes were politically motivated. The suggestion by the Global Climate Coalition that this was the case is entirely wrong. All revisions were made with the sole purpose of producing the best-possible and most clearly-explained assessment of the science, and were under the full scientific control of the Convening Lead Author of Chapter 8.
Did the changes alter the substance of the scientific conclusions of Chapter 8, as the Global Climate Coalition has alleged? The answer is categorically no. The evaluation of the scientific evidence in Chapter 8 was the same before and after the Madrid meeting. The bottom-line assessment of the science in the Oct. 9th version of Chapter 8 was "Taken together, these results point towards a human influence on climate". The final assessment in the now-published Summary for Policymakers is that "the balance of evidence suggests that there is a discernible human influence on global climate". The latter sentence, which is entirely consistent with the earlier Oct. 9th sentence, was unanimously approved at the Madrid meeting by delegates from nearly 100 countries.
Did the Lead Authors of Chapter 8 engage in "scientific cleansing" as the Global Climate Coalition have alleged, and purge material that would have tended to highlight uncertainties? Here, too, the answer is no. Over four-and-a-half pages of Chapter 8 are specifically devoted to the discussion of uncertainties in estimates of natural climate variability and the expected "signal" due to human activities. The remaining text abounds with caveats and discussions of other uncertainties.
Uncertainty is an integral part of the climate change detection and attribution problem, and the discussion of uncertainty is an integral part of the main text and executive summary of Chapter 8. Mr. Wamsted could not be further from the truth with the claim that "The only remaining uncertainty, the revised chapter contends, is the magnitude of the change". The only plausible explanation for this statement is that Mr. Wamsted had not read the published version of Chapter 8 before writing his article, and relied solely on information supplied by the Global Climate Coalition.
A major concern of the Global Climate Coalition, reports Mr. Wamsted, is that the "Concluding Summary" (Section 8.7) in the Oct. 9th version of Chapter 8 has now been removed. The Oct. 9th version of Chapter 8 was the only chapter in the 1995 IPCC WG I report to have both an executive summary up front and a concluding summary. After receiving much criticism of this redundancy in October and November 1995, the Convening Lead Author of Chapter 8 decided to remove the concluding summary. About half of the information in the concluding summary was integrated with material in Section 8.6. It did not disappear completely, as the Global Climate Coalition has implied. The lengthy Executive Summary of Chapter 8 addresses the issue of uncertainties in great detail - as does the underlying Chapter itself.
Clearly, it is beyond the scope of this letter to give the full scientific justification for each of the changes Mr. Wamsted mentions. Chapter 8 deals with a complex scientific issue, and it is easily possible to consider individual changes out of the scientific context in which they occur. One crucial example highlights the problem.
Mr. Wamsted, apparently using the Global Climate Coalition's analysis of Chapter 8 as a source, quotes the following sentences from the Oct. 9th version of Chapter 8:
"Finally, we come to the most difficult question of all: When will the detection and unambiguous attribution of human-induced climate change occur? In the light of the very large signal and noise uncertainties discussed in this Chapter, it is not surprising that the best answer to this question is, `We do not know'."
He then contrasts this with the corresponding statement in the now-published chapter:
"Finally, we come to the difficult question of when the detection and attribution of human-induced climate change is likely to occur. The answer to this question must be subjective, particularly in the light of the large signal and noise uncertainties discussed in this chapter. Some scientists maintain that these uncertainties currently preclude any answer to the question posed above."
Unfortunately, Mr. Wamsted's quote ends here, thus conveying the erroneous impression that "We do not know" has been swept under the carpet. Had he continued, he and his readers would have received a more balanced impression of the changes made. In fact, the next sentences read as follows:
"Other scientists would and have claimed, on the basis of the statistical results presented in Section 8.4, that confident detection of a significant anthropogenic climate change has already occurred. As noted in Section 8.1, attribution involves statistical testing of alternative explanations for a detected observed change, and few would be willing to argue that completely unambiguous attribution has already occurred, or was likely to happen in the next few years".
Why were changes made here? Throughout the text of Chapter 8, "detection" and "attribution" are defined and handled separately. Detection involves showing that some observed climate change is unusual, while attribution is the process of demonstrating cause and effect. The Oct. 9th statement quoted above lumped detection and attribution together. This was clearly confusing to some of the participants at the Madrid meeting. The revision considers detection and attribution separately in trying to answer the "when can we expect" question. This is more in line with the rest of the chapter. The changes are a more accurate reflection of the currently diverse scientific opinion - some scientists say we've already detected significant climate change, others say that we can't claim detection at present, and both sides concur that unambiguous attribution hasn't happened yet.
The Global Climate Coalition - a less than disinterested party - has made serious allegations regarding the scientific integrity of the Lead Authors of Chapter 8, and of the IPCC process itself. We are troubled that Mr. Wamsted did not consult with the Lead Authors of Chapter 8 or with members of the IPCC Working Group I Technical Support Unit before writing his article. Had he done so, he would have gained a better understanding of how and why changes were made to Chapter 8.
Finally, we refer to an alternative assessment of the full 1995 IPCC Second Scientific Assessment by the World Energy Council. Like the Global Climate Coalition, the World Energy Council is also a consortium of energy interests. The similarity ends there. The World Energy Council and Global Climate Coalition reach very different conclusions regarding the scientific balance of the post-Madrid version of Chapter 8, and the extent to which it accounts for important uncertainties. We are encouraged that the World Energy Council makes the following statements regarding the 1995 IPCC report:
"It is important that commentators on the IPCC SAR's (Second Assessment Report's) discussion of human influence on global climate do not run ahead of the evidence and of what the SAR actually says, and fail to note sufficiently well the references to ongoing uncertainty".
"The IPCC's reputation rests upon its scientific objectivity, excellence and balance and it must not run ahead of the game if its reputation is to be safeguarded. The careful reader will judge the IPCC's SAR to have retained scientific integrity".
The published version of Chapter 8 is the best possible evaluation of the evolving scientific evidence. It was produced by a process that rigorously adhered to the procedural guidelines laid down for the production of IPCC reports and to the scientific principles of openness, honesty and peer review. We would encourage Mr. Wamsted and others to read Chapter 8 and form their own opinions on the scientific justification for its conclusions, and not to rely solely on views espoused by the Global Climate Coalition.
Benjamin D. Santer
Convening Lead Author, Chapter 8 of 1995 Working Group I IPCC Report
Program for Climate Model Diagnosis and Intercomparison
Lawrence Livermore National Laboratory
Livermore, CA 94550
U.S.A
Tom M.L. Wigley
Lead Author, Chapter 8 of 1995 IPCC Working Group I Report
National Center for Atmospheric Research
Boulder, CO 80307-3000
U.S.A.
Tim P. Barnett
Lead Author, Chapter 8 of 1995 IPCC Working Group I Report
Scripps Institution of Oceanography
University of California
La Jolla, CA 92093
U.S.A.
Ebby Anyamba
Lead Author, Chapter 8 of 1995 IPCC Working Group I Report
NASA/Goddard Space Flight Center
Greenbelt, MD 20770
U.S.A.
Dr. S. Fred Singer
President, The Science and Environmental Policy ProjectDear Fred
,I just saw your "Dear Colleague" letter. It contains serious factual inaccuracies. You state that:
"Even more disturbing: We have just learned that changes were made to Chapter 8 ("Detection of Climate Change and Attribution of Causes") after its final approval by the authors and by the IPCC delegates in Madrid and Rome. These changes - in violation of the IPCC's own procedural rules - alter the tone of the chapter to make it conform with the Summary".
(the word "after" is underlined in your original letter).
The clear implication of these statements is that post-Madrid changes to Chapter 8 were made by persons OTHER THAN THE AUTHORS OF CHAPTER 8. This is a gross factual error. All changes made to Chapter 8 after Madrid were under my own control, as Convening Lead Author of Chapter 8 of the 1995 IPCC WG I Report. The changes WERE NOT IN VIOLATION OF THE IPCC'S OWN PROCEDURAL RULES. Again, this is a gross factual error on your part. Please consult Sir John Houghton or Prof. Bert Bolin if you think otherwise. Finally, the tone of the chapter has not been altered, as you claim, nor was any attempt made to impose "SPM conformity" on Chapter 8 after the SPM was agreed upon in Madrid.
These issues are fully discussed in the response of Chapter 8's Lead Authors to the May 22nd article that appeared in "Energy Daily". I sent you (by email) copies of this response and of the article in question on June 5th.
I was responsible for the post-Madrid changes to Chapter 8, not the IPCC. The changes were made for valid scientific reasons, and were not politically motivated. If you believe otherwise, I'd appreciate it if you could direct that particular allegation at my doorstep, not the IPCC's.
I'd be very grateful if you could send me the full list of recipients of your June 3rd "Dear Colleague" letter. Readers of your letter who are not knowledgeable regarding the IPCC process might easily reach the erroneous conclusion that procedural improprieties had been committed, and that the IPCC ITSELF had made changes to Chapter 8 after Madrid. To guard against such misinterpretation, I'll think you'll agree that it's important for the recipients of your June 3rd letter to be in possession of all relevant information regarding how and why changes were made to Chapter 8.
I am copying this letter to all Lead Authors of the 1995 IPCC WG I Report, as well as to all contributors to Chapter 8 of that Report.
Sincerely,
Ben Santer
Dr. Benjamin D. Santer
Program for Climate Model Diagnosis and IntercomparisonTo: Dr. B.D. Santer, Livermore
Dear Ben: I want to reply to your email letters of June 5 and 7 in some detail, to allay your concerns and avoid misunderstandings.
1. I learned about the Chapter 8 text changes (which you made between its acceptance and its printing) from material mailed out by the Global Climate Coalition on May 17. Included there were the Oct 9, 1995 draft and the printed version of Chap 8, as well as a covering memo from Don Rheem "Revisions to Pre-approved IPCC Documents" and an analysis of the changes entitled "The IPCC: Institutionalized "Scientific Cleansing". The GCC did a careful comparison of the two versions of Chap 8; the fact that they are an industry group cannot and should not be used to invalidate their work.
2. I am persuaded that the revisions have altered the tone of Chapter 8 and made it conform more closely to the IPCC Summary. Your view, obviously, is quite different; but then again, you would not be considered as an unbiased party. My recommendation is that the GCC should mail their analysis to you and your co-authors so that you can understand their point of view.
3. I have relied on the GCC's representation that the changes were not in accord with IPCC procedures. This question was put to you when you and Wigley spoke here on May 21. Your answers did not satisfactorily explain whether and when the other lead authors were consulted or informed of these changes, and whether they approved. I have recently called both Barnett and Anyamba to get my own answer to this question. But since this legality is not my concern, I will simply encourage you to settle the matter directly with the GCC, the editor of Energy Daily, and anyone else who might be involved.
4. You asked about my Feb 2,'96 letter to Science. It was prepared in Dec 1995. At that time, your Climate Dynamics paper had not been published; it was certainly not available for the Oct '95 draft of Chap 8. Hegerl's quoted paper may still not be in print. I consider the Aug '95 Mitchell paper to be a pioneering experiment, but not capable of answering the question. In other words, I fully support your general method of looking for a trend in correlation that would show a "fingerprint" emerging from the noise--even though I may question your conclusions.
5. In this connection, however, I am somewhat surprised by the paper prepared by you and Wigley for the May 21 seminar. Figure 3(a) shows only the (positive) 50-year linear trend, but not the zero and negative trends of figure 10 in your Climate Dynamics paper. I would judge that the most relevant trend line should be one starting around 1960 when data coverage increased globally.